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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-06-21 |
| TX | RA | APPROVED | 2021-06-21 |
Branch Locations
127 Central Ave, Wailuku, HI 96793 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
3-1866 Kaumualii Hwy Ste D, Lihue, HI 96766 • United States
127 Central Avenue, Wailuku, HI 96793 • United States
4202 Rice St Ste 103, Lihue, HI 96766 • United States
1585 Kapiolani Blvd Ste 1775, Honolulu, HI 96814 • United States
1585 Kapiolani Blvd Ste 1775, Honolulu, HI 96814 • United States
98-1247 Kaahumanu St Suite 219, Aiea, HI 96701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wailuku | HI | 09/2005 | 06/2021 |
| Lpl Financial, Llc | Wailuku | HI | 06/2021 | Present |
1)5/2003 - DBA for LPL Business (entity for LPL business) - PacStar Financial Group - Investment Related - Wailuku, HI 96793 2)06/21/2021 - Fiduciary not a entity - Investment Related - Home Based - Act in a Fiduciary Capacity - Start Date:12/4/2014 - 0 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-14 |
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