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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Honolulu | HI | 02/2010 | 09/2016 |
| Mml Investors Services | Honolulu | HI | 03/2011 | 09/2016 |
| Sii | Honolulu | HI | 09/2016 | 04/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2018 | 03/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2018 | 03/2024 |
| Lpl Financial Llc | Honolulu | HI | 03/2024 | Present |
1) 02/05/2024 - Allen S. Komori LLC - Business Entity For Tax/Investment Purposes Only - HI 96825-1632 - Non investment related - 2 Hours per month - Start date: 3/21/2021. 2) 02/05/2024 - CAPITOL PLACE 1308 LLC - Business Entity For Tax/Investment Purposes Only - Business entity for Real Estate investment - HI 96813 - Non investment related - 2 Hours per month - Start date: 9/21/2021. 3) 01/28/2025 - Corelation Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-08 |
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