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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-16 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
99 South Market Street Suite 315, Wailuku, HI 96793 • United States
99 South Market Street Suite 305, Wailuku, HI 96793 • United States
1001 Bishop Street Suite 1155, Honolulu, HI 96813-3429 • United States
1521 Higuera St Ste A, San Luis Obispo, CA 93401 • United States
Avila Beach, CA • United States
95-390 Kuahelani Ave Suite 2F, Mililani, HI 96789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Luis Obispo | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Luis Obispo | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; The Phoenix Resort , Barrier Reef Drive, San Pedro, , , BLZ; Investment-Related; 06/15/2026. Business Ownership; Acorn Group, LLC; ; Personal office expenses; 1521 Higuera StreetSan Luis Obispo, CA 93424, ,; ; ; 0 hours per month; / Barrier Blue Holdings Ltd.; Owner; Real Estate; The Phoenix Resort, Barrier Reef Drive, San Pedro, , , BLZ; Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-16 |
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