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7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-05-16 |
| AZ | RA | APPROVED | 2019-12-11 |
| IL | RA | APPROVED | 2017-11-15 |
| MN | RA | APPROVED | 2013-12-20 |
| TX | RA | APPROVED_RES | 2000-09-01 |
| FL | RA | APPROVED | 1996-11-13 |
| MT | RA | APPROVED | 1994-06-07 |
Branch Locations
7900 Xerxes Avenue S Suite 500, Minneapolis, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Management Securities, Inc. | Minneapolis | MN | 06/1982 | Present |
| Capital Management Associates, Inc. | Minneapolis | MN | 06/1982 | Present |
Pixie Point Association - Homeowner association. Shareholder, director. Non-investment related. 5 hours/month. Faro Blanco Association - Homeowner association. President. Non-investment related. 5 hours/month. Insurance Agent - 5 hours/month. FL Condo - rental property, non investment related. 5 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1980-03-10 |
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