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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-11-04 |
| CA | RA | APPROVED | 2022-11-03 |
Branch Locations
6909 E. Greenway Pkwy Suite 295, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Pasadema | CA | 03/2008 | 11/2022 |
| Stratos Wealth Partners, Ltd | Pasadena | CA | 11/2022 | Present |
| Lpl Financial Llc | Pasadena | CA | 11/2022 | Present |
1)10/04/2022 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/04/2022 - Pozo Profundo LLC - Real Estate Rental - Inv Rel - Palm Springs, CA - Start: 2008 - 1 Hr/Mth 3)11/2/2022 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4)11/08/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - registered admin - Start Date - 11/3/22 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-04 |
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