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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-11-04
CA RA APPROVED 2022-11-03
  • AZ RA
    APPROVED
    Since 2022-11-04
  • CA RA
    APPROVED
    Since 2022-11-03

Branch Locations

6909 E. Greenway Pkwy Suite 295, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Pasadema CA 03/2008 11/2022
Stratos Wealth Partners, Ltd Pasadena CA 11/2022 Present
Lpl Financial Llc Pasadena CA 11/2022 Present
Previous Registrations
  • 2007-11-02 → 2022-11-16
    Century City, CA
    Pasadena, CA
  • 2007-04-02 → 2007-11-06
    Morgan Stanley & Co. Llc
    Los Angeles, CA
  • 1999-01-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1)10/04/2022 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/04/2022 - Pozo Profundo LLC - Real Estate Rental - Inv Rel - Palm Springs, CA - Start: 2008 - 1 Hr/Mth 3)11/2/2022 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4)11/08/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - registered admin - Start Date - 11/3/22 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-21
S63 Uniform Securities Agent State Law Examination 1983-08-04
  • S65 Uniform Investment Adviser Law Examination
    1992-02-21
  • S63 Uniform Securities Agent State Law Examination
    1983-08-04
Other Names
  • Henry Owen Eversole

View on SEC IAPD

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