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Martin Stanley Johnson

La Jolla Institute For Wealth Management

La Jolla, CA

CRD 702199

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Employer firm

La Jolla Institute For Wealth Management CRD 109340

$45.2M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
La Jolla Institute For Wealth Management

7946 Ivanhoe Avenue, Suite 214, La Jolla, CA 92037-4517 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-27
  • CA RA
    APPROVED
    Since 2025-10-27

Branch Locations

7946 Ivanhoe Avenue, Suite 214, La Jolla, CA 92037-4517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Jolla Institute For Wealth Management La Jolla CA 01/1992 Present
Martin S. Johnson Inc La Jolla CA 03/1993 Present
Other Businesses

MARTIN S. JOHNSON INC. A A LIFE & HEALTH INSURANCE AGENCY; NOT INVESTMENT RELATED; LOCATED AT 7946 IVANHOE AVE., STE. 214, LA JOLLA, CA 92037; MARTIN S. JOHNSON IS PRESIDENT AND LICENSED AGENT. COMPANY STARTED OPERATIONS ON 3/15/1993. ACTIVITIES ARE LESS THAN 8 HOURS PER MONTH AND NEVER CONDUCTED DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-18
  • S63 Uniform Securities Agent State Law Examination
    1989-10-18
Other Names
  • Duke Johnson
  • Martin S Johnson

View on SEC IAPD

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