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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-11-30
MS RA APPROVED 2023-11-30
GA RA APPROVED 2015-01-08
AL RA APPROVED 2015-01-02
  • KY RA
    APPROVED
    Since 2023-11-30
  • MS RA
    APPROVED
    Since 2023-11-30
  • GA RA
    APPROVED
    Since 2015-01-08
  • AL RA
    APPROVED
    Since 2015-01-02

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

1337 Canton Rd Suite A, Marietta, GA 30066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc Ft. Lauderdale FL 09/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 01/2015 Present
  • 09/2014 → Present
    Kovack Securities, Inc
    Ft. Lauderdale, FL
  • 01/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2014-08-08 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Marietta, GA
  • 2013-12-02 → 2014-09-04
    Securities America Advisors, Inc.
    Augusta, GA
    Gulfport, MS
  • 2011-06-10 → 2013-11-29
    Osaic Fs, Inc.
    Augusta, GA
    Gulfport, MS
  • 2007-08-24 → 2011-06-17
    Securities America Advisors, Inc.
    Senoia, GA
Other Businesses

1) DBA - THE OAK TREE GROUP - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; INVESTMENT RELATED; FINANCIAL SERVICES; ADVISOR; 10 HOURS/MONTH OF TIME SPENT; 150 HOURS/MONTH OF TIME SPENT DURING TRADING HOURS. 2) ALLIANCE WEALTH ADVISORS, 1337 Canton Rd, Suite A, MARIETTA, GA 30066; INVESTMENT RELATED, FINANCIAL SERVICES AND INVESTMENT ADVISORY, PAID THROUGH COMMISSIONS AND FEES, ALL TRADING HOURS, SINCE 2014. 3) ALLIANCE WEALTH ADVISORS, INVESTMENT RELATED, LIFE, HEALTH, LTC, LTD INSURANCE SALES, AGENT, PAID THROUGH COMMISSION, 20 TRADING HOURS/MONTH, SINCE 2014. 4) FIXED INSURANCE - GA; FIXED INSURANCE (LIFE, HEALTH, DI, FIXED ANNUITIES); NON INVESTMENT RELATED; CAREER SALES AGENT; SALES; 20% OF TIME SPENT 5) SUMMIT FINANCIAL SERVICES INC - 4286 BELLS FERRY ROAD, SUITE 214, KENNESAW, GA 30144; FINANCIAL ADVISOR; RETIREMENT PLANNING, INVESTMENT PLANNING, INSURANCE; 20% OF TIME SPENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-02
  • S66 Uniform Combined State Law Examination
    2007-03-02
Other Names
  • Cheryl Dickey
  • Cheryl Cathryn Dickey
  • Cheryl Cathryn Mcguire

View on SEC IAPD

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