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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-11-30 |
| MS | RA | APPROVED | 2023-11-30 |
| GA | RA | APPROVED | 2015-01-08 |
| AL | RA | APPROVED | 2015-01-02 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1337 Canton Rd Suite A, Marietta, GA 30066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc | Ft. Lauderdale | FL | 09/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2015 | Present |
1) DBA - THE OAK TREE GROUP - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; INVESTMENT RELATED; FINANCIAL SERVICES; ADVISOR; 10 HOURS/MONTH OF TIME SPENT; 150 HOURS/MONTH OF TIME SPENT DURING TRADING HOURS. 2) ALLIANCE WEALTH ADVISORS, 1337 Canton Rd, Suite A, MARIETTA, GA 30066; INVESTMENT RELATED, FINANCIAL SERVICES AND INVESTMENT ADVISORY, PAID THROUGH COMMISSIONS AND FEES, ALL TRADING HOURS, SINCE 2014. 3) ALLIANCE WEALTH ADVISORS, INVESTMENT RELATED, LIFE, HEALTH, LTC, LTD INSURANCE SALES, AGENT, PAID THROUGH COMMISSION, 20 TRADING HOURS/MONTH, SINCE 2014. 4) FIXED INSURANCE - GA; FIXED INSURANCE (LIFE, HEALTH, DI, FIXED ANNUITIES); NON INVESTMENT RELATED; CAREER SALES AGENT; SALES; 20% OF TIME SPENT 5) SUMMIT FINANCIAL SERVICES INC - 4286 BELLS FERRY ROAD, SUITE 214, KENNESAW, GA 30144; FINANCIAL ADVISOR; RETIREMENT PLANNING, INVESTMENT PLANNING, INSURANCE; 20% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-02 |
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