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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-18 |
| FL | RA | APPROVED | 1999-07-23 |
Branch Locations
529 Versailles Drive Suite 102, Maitland, FL 32751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Orlando | FL | 11/1973 | Present |
| New York Life Insurance Company | New York | NY | 11/1973 | Present |
| Ray Throne & Associates | Maitland | FL | 03/2007 | Present |
[OPERATING UNDER THE DBA NAME OF RAY THRONE & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 529 VERSAILLES DR. #102, MAITLAND, FL 32751: START DATE 03/2007; 10 HOURS PER MONTH WITH 5 DURING SECURITIES HOURS] [RENTAL PROPERTY; 1771 CHESTNUT AVE , WINTER PARK , FL 32789; START DATE 05/2004; ROLE/TITLE: OWNER; INVESTMENT RELATED; 5 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-13 |
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