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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-04-27 |
| OH | RA | APPROVED | 2015-05-19 |
| GA | RA | APPROVED | 2007-03-02 |
| CA | RA | APPROVED | 2001-03-01 |
Branch Locations
1215 De La Vina Suite C, Santa Barbara, CA 93101 • United States
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual/United Of Omaha | Omaha | NE | 01/1971 | Present |
| Self Employed Terrell Ins. Services | Santa Barbara | CA | 03/1987 | Present |
| Guardian Life Insurance Company | Pasadena | CA | 08/1991 | Present |
| Park Avenue Securities Llc | Pasadena | CA | 05/1999 | Present |
| Guardian Life Insurance Co Of America | Santa Barbara | CA | 08/2009 | Present |
| Park Avenue Securities Llc | Santa Barbara | CA | 08/2009 | Present |
1. Insurance Sales LTC, Group, Ind, DI Start: 08/29/1977 Address: 1215 De La Vina Suite C Santa Barbara, CA 93101 Hrs per month - Tot/Bus: 20/5 Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-30 |
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