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Dennis James Sweeney

LPl Financial LLC

Cincinnati, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-12-12
  • OH RA
    APPROVED
    Since 2000-12-12

Branch Locations

3534 Pinehurst Avenue, Cincinnati, OH 45208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dennis J Sweeney Co Cincinnati OH 01/1970 Present
Lpl Financial Llc Cincinnati OH 11/2000 Present
  • 01/1970 → Present
    Dennis J Sweeney Co
    Cincinnati, OH
  • 11/2000 → Present
    Lpl Financial Llc
    Cincinnati, OH
Previous Registrations
  • 2001-04-16 → 2004-12-31
    Sweeney & Associates, Inc.
    Cincinnati, OH
Other Businesses

SWEENEY & ASSOCIATES - INDEPENDENT INSURANCE AGENT / CINCINNATI, OH / APPROVED 11/14/2001

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-10
  • S63 Uniform Securities Agent State Law Examination
    2001-09-10

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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