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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

6 Pine Tree Dr St 130, St Paul, MN 55112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Minneapolis MN 03/1973 Present
Minnesota Life Insurance Company St. Paul MN 03/1973 08/2023
C.R.I. Securities, Inc. St Paul MN 07/1983 10/2021
Securian Financial Services, Inc. St Paul MN 07/1983 08/2023
Benefit Choices St. Paul MN 03/1985 Present
Comprehensive Benefits St. Paul MN 06/1987 Present
Cetera Wealth Services, Llc St. Paul MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/1973 → Present
    North Star Resource Group
    Minneapolis, MN
  • 03/1973 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 07/1983 → 10/2021
    C.R.I. Securities, Inc.
    St Paul, MN
  • 07/1983 → 08/2023
    Securian Financial Services, Inc.
    St Paul, MN
  • 03/1985 → Present
    Benefit Choices
    St. Paul, MN
  • 06/1987 → Present
    Comprehensive Benefits
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Paul, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-16 → 2023-08-10
    Securian Financial Services, Inc.
    St. Paul, MN
    Minneapolis, MN
    St. Paul, MN
    St Paul, MN
    St. Paul, MN
  • 2014-01-16 → 2021-10-19
    Cri Securities, Llc
    St. Paul, MN
    Minneapolis, MN
    St. Paul, MN
    St Paul, MN
Other Businesses

1. BENEFIT CHOICES POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/1985 ADDRESS: , St. Paul MN , United States DESCRIPTION: Owner 2. COMPREHENSIVE BENEFITS INC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2002 ADDRESS: , St. Paul MN , United States DESCRIPTION: Agent/Broker 3. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 4. RAMSEY COUNTY SHERIFF WATER PATROL POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2005 ADDRESS: , Little Canada MN , United States DESCRIPTION: Volunteer 5. RAMSEY CO. SHERIFF'S FOUNDATION BRD. POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2017 ADDRESS: 5 Owasso Blvd, Little Canada MN 55109, United States DESCRIPTION: As a member of the foundation Brd. we review grants and fund the needs of various entities based on the donations that are given to the Foundation. 6. OPTIMIST CLUB - ROSEVILLE, MN POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: Roseville MN, Roseville MN 55113, United States DESCRIPTION: networking group; 7. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOOK; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: END OF LIFE BOOK;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-02-21
  • S63 Uniform Securities Agent State Law Examination
    1984-02-21

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