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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-10-16 |
| TX | RA | APPROVED_RES | 2009-10-16 |
Branch Locations
6075 Poplar Avenue, Suite 625 & 628, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Jackson | TN | 10/2009 | Present |
Boy Scounts of America--West TN Area Council; 1995 Hollywood Dr Jackson TN 38305; Board of Directors for local chapter of Boy Scouts of America; one of 60 members of Board of Directors for local BSA; Attend meetings throughout the year; 02/01/2018; 1.50 Hour(s) Per Month; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-19 |
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