Roddy Dane Scott

Current Employers

Employment History

• 02/1977 → Present
  J.J.B. Hilliard, W.L. Lyons, Inc.
  Lexington, KY
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Lexington, KY

Previous Registrations

• 2004-01-07 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Lexington, KY
  Lexington, KY

Other Businesses

1)TRUSTEE ON FAMILY TRUST, INVEST-RELATED, 20 HRS/MONTH TOTAL AND 1 HR DURING TRADING HRS, DUTIES INCLUDE BEING TRUSTEE. 2) PHOENIX VESSEL, NON-INVEST RELATED, FINANCE AND HOLD COAST GUARD APPROVED VESSELS, TRUSTEE OF SINGLE MEMBER LLC, 10 HRS/MONTH WITH 0 HRS/MONTH DURING TRADING HRS, DUTIES-THE LEASES AND MORTGAGES ARE ONLY TO LLC'S OWNED BY FAMILY MEMBERS/REINVEST FUNDS RECEIVED BY LLC. 3)FAMILY TRUST, INVEST RELATED, LLC ENGAGED IN LOANING FUNDS TO LLC CONTROLLED BY FAMILY MEMBERS, TRUSTEE OF SOLE LLC MEMBER, 10 HRS/MONTH WITH 1 HR/MONTH DURING TRADING HRS, DUTIES INCLUDE LOAN FUNDS, OBTAIN COLLATERAL, MANAGE INTEREST AND PRINCIPAL DISTRIBUTIONS, AND LEASE PPTY OWNED BY LLC. 4)Phoenix Diving LLC, investment-related, This is a Florida LLC owning and leasing commercial property and providing commercial loans exclusively to another Florida LLC controlled by family members, Managing Member, 10 hrs/month with 0 hrs/month during trading hrs, duties include Negotiating and collecting lease payments on property, monitor property for upkeep, collect interest and principal on loans, report and pay all taxes. Name/Address: K Petroleum Inc 81 Mill Street Gahaina Ohio 43250 Start Date: 6/1/1990 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1986-10-28