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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-24
MD RA APPROVED 2025-04-24
VA RA APPROVED 2004-04-02
NC RA APPROVED 2004-04-01
  • CA RA
    APPROVED
    Since 2025-12-24
  • MD RA
    APPROVED
    Since 2025-04-24
  • VA RA
    APPROVED
    Since 2004-04-02
  • NC RA
    APPROVED
    Since 2004-04-01

Branch Locations

629 Green Valley Road Suite 202, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co., Inc. Greensboro NC 03/2014 Present
Park Avenue Securities Llc Greensboro NC 03/2014 Present
  • 03/2014 → Present
    Guardian Life Insurance Co., Inc.
    Greensboro, NC
  • 03/2014 → Present
    Greensboro, NC
Previous Registrations
  • 2000-12-31 → 2004-04-01
    C.P. Advisory Services
    Greensboro, NC
Other Businesses

1. CP GREENSBORO, INC.-Group medical and Individual medical, dental, vision care insurance products. Start: 03/01/1991 Address: 629 Green Valley Road, Suite 202 Greensboro, NC 27408 40 bus hrs per month Investment related 2. INSURANCE SERVICES (PRODUCTS OTHER THAN GUARDIAN)-When Guardian Life does not have a product or does not approve a client for underwriting, I place the business elsewhere. Start: 03/01/1991 Address: 629 Green Valley Road, Ste 202 Greensboro, NC 27408 20 bus hrs per month Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1991-04-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1991-04-17
Other Names
  • John Fletcher Rosser

View on SEC IAPD

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