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Susan Marie Reck

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 2000-09-15
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2000-09-15

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Detroit MI 06/1972 Present
Bank Of America, Na Detroit MI 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-13
S63 Uniform Securities Agent State Law Examination 1981-07-02
  • S65 Uniform Investment Adviser Law Examination
    1994-01-13
  • S63 Uniform Securities Agent State Law Examination
    1981-07-02

View on SEC IAPD

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