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1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2004-09-17 |
Branch Locations
1250 Revolution Mill Drive Suite 150, Greensboro, NC 27405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plybon & Associates | Greensboro | NC | 03/1972 | Present |
| M Holdings Securities, Inc. | Portland | OR | 05/2004 | Present |
(1) EAST CAROLINA UNIVERSITY; GREENVILLE, NC; 7/1/2013; BOARD OF TRUSTEES; SET POLICIES FOR THE UNIVERSITY - CHAIR FACILITIES AND FINANCE COMMITTEE; NOT INVEST RELATED; FUND RAISING FOR UNIVERSITY, ANOTHER MEMBER OF THE BOARD IS REGISTERED; 8 HOURS/MONTH, 8 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (2) AIRPORT CENTER PROPERTIES, LLC; 6518 AIRPORT CENTER DRIVE, SUITE 203, GREENSBORO, NC 27409; 01/2004; MANAGER; 1/3 OWNERSHIP IN OFFICE BUILDING WITH OTHER TENANTS; NOT INVESTMENT RELATED; 0 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (3) PLYBON & ASSOCIATES; 6518 AIRPORT CENTER DRIVE SUITE 101, GREENSBORO, NC 27409; 03/1972; CEO; INSURANCE AND BENEFIT PLANS; INVESTMENT RELATED; 80 HOURS/MONTH; 80 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, OWNERSHIP, PROFITS, COMMISSIONS, WAGES/SALARY/TIPS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-31 |
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