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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-07
CO RA APPROVED 2002-02-22
  • MN RA
    APPROVED
    Since 2013-11-07
  • CO RA
    APPROVED
    Since 2002-02-22

Branch Locations

6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States

Dacono, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Greenwood Village CO 11/2008 Present
Park Avenue Securities Llc Greenwood Village CO 11/2008 Present
Guardian Life Insurance Company Dacono CO 06/2024 Present
Park Avenue Securities Dacono CO 06/2024 Present
  • 11/2008 → Present
    Guardian Life Insurance Co Of America
    Greenwood Village, CO
  • 11/2008 → Present
    Greenwood Village, CO
  • 06/2024 → Present
    Guardian Life Insurance Company
    Dacono, CO
  • 06/2024 → Present
    Park Avenue Securities
    Dacono, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-19
S63 Uniform Securities Agent State Law Examination 1994-05-17
  • S65 Uniform Investment Adviser Law Examination
    1999-08-19
  • S63 Uniform Securities Agent State Law Examination
    1994-05-17
Other Names
  • Bruce E Miller

View on SEC IAPD

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