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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-17
  • FL RA
    APPROVED
    Since 2025-04-17

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1845 East West Parkway Suite 9, Fleming Island, FL 32003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2006 04/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 04/2019
Northwestern Mutual Investment Services, Llc Jacksonville FL 01/2017 04/2019
Mfa Wealth Pittsburgh PA 04/2019 04/2025
Massmutual Pittsburgh PA 05/2019 04/2025
Moralis Technologies, Llc Pittsburgh PA 06/2024 04/2025
Lpl Financial Llc Fleming Island CA 04/2025 Present
  • 06/2006 → 04/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → 04/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2017 → 04/2019
    Jacksonville, FL
  • 04/2019 → 04/2025
    Mfa Wealth
    Pittsburgh, PA
  • 05/2019 → 04/2025
    Massmutual
    Pittsburgh, PA
  • 06/2024 → 04/2025
    Pittsburgh, PA
  • 04/2025 → Present
    Fleming Island, CA
Previous Registrations
Other Businesses

1- 04/16/2025 - Jay Funyak - Non-Variable Insurance - Investment Related - Fleming Island FL - Start date: 05/01/2019 - 40 hrs mth - 2 hrs during trading . 2) 07/08/2025 - Strategen Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/15/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-09
S65 Uniform Investment Adviser Law Examination 2012-11-07
  • S63 Uniform Securities Agent State Law Examination
    2026-07-09
  • S65 Uniform Investment Adviser Law Examination
    2012-11-07
Other Names
  • Jay Andrew Funyak
  • Jay Funyak

View on SEC IAPD

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