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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-17 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1845 East West Parkway Suite 9, Fleming Island, FL 32003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2006 | 04/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 04/2019 |
| Northwestern Mutual Investment Services, Llc | Jacksonville | FL | 01/2017 | 04/2019 |
| Mfa Wealth | Pittsburgh | PA | 04/2019 | 04/2025 |
| Massmutual | Pittsburgh | PA | 05/2019 | 04/2025 |
| Moralis Technologies, Llc | Pittsburgh | PA | 06/2024 | 04/2025 |
| Lpl Financial Llc | Fleming Island | CA | 04/2025 | Present |
1- 04/16/2025 - Jay Funyak - Non-Variable Insurance - Investment Related - Fleming Island FL - Start date: 05/01/2019 - 40 hrs mth - 2 hrs during trading . 2) 07/08/2025 - Strategen Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/15/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-07 |
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