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150 South Fifth Street Suite 2550, Minneapolis, MN 55402-1227 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-04-26 |
Branch Locations
150 South Fifth Street Suite 2550, Minneapolis, MN 55402-1227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Disciplined Growth Investors, Inc. | Minneapolis | MN | 02/1997 | Present |
| Alps Distributors, Inc | Denver | CO | 08/2011 | 07/2025 |
| Paralel Distributors Llc | Denver | CO | 07/2025 | Present |
DGI, 150 S 5TH STREET, #2550, MINNEAPOLIS, MN 55402, BUSINESS IS INVESTMENT RELATED - RIA, Start Date: 02/27/1997; 160 HOURS/MONTH, 130 HRS/MON DURING TRADING HOURS Inspired Investment Leadership; Investment Related; 7461 CLEADIS WAY INVER GROVE, MN 55076-4301; Board Chair, Start Date: 04/04/2016; 4 hours/month and 1 hour/month during trading; goal of improving the investment literacy and investment behavior of 20 million Americans in 20 years. The cornerstone of our approach is to offer a curriculum which identifies the key concepts of investing and provides individual investors with the tools and framework to take effective control of their investments.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-22 |
| S65 | Uniform Investment Adviser Law Examination | 1991-10-03 |
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