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Thomas Simon Maggio

LPl Financial LLC

Lafayette, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-02-23
LA RA APPROVED 2004-05-24
  • TX RA
    APPROVED_RES
    Since 2005-02-23
  • LA RA
    APPROVED
    Since 2004-05-24

Branch Locations

1720 Kaliste Saloom Rd, #A-3, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lafayette LA 05/2004 Present
Previous Registrations
  • 2002-07-24 → 2004-05-27
    Ws Griffith Securities, Inc.
    Lafayette, LA
Other Businesses

(1) 05/25/2004: WEBER AND MAGGIO - 1720 KALISTE SALOOM RD, #A-9, LAFAYETTE, LA 70508 - NON-VARIABLE INSURANCE DBA (2) 05/26/2004: RENTAL PROPERTIES - INV REL - REAL ESTATE RENTAL (3) 07/10/2014: ASHLAND PLANTATION - INV REL - FARM IS WEST BATON ROUGE PARISH, OIL AND GAS PROPERTIES LOCATED IN SEVERAL SOUTH LA. PARISHES - FARM AND OIL AND GAS PROPERTIES - START 12/01/2013 - 2 HR/MO NONE DURNG SECS TRDG HRS - OWN AND MANAGE SMALL FARM, FARM IS PRODUCING OIL AND GAS INCOME. THE OIL AND GAS INCOME IS BEING REINVESTED IN PURCHASING OTHER OIL AND GAS VENTURES AS A WORKING INTEREST PARTNER. SOME OF THESE ARE PURCHASED UNDER THE NAME ASHLAND MINERALS WHICH IS OWNED BY ASHLAND PLANTATION. (4) 07/08/2015 - WEBERANDMAGGIO - INV REL - 1720 KALISTE SALOOM RD STE.A-9 LAFAYETTE,LA.70508 - WEBERANDMAGGIO - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 05/21/2004 - 152% HOURS PER MONTH, 152 DURING TRADING - INSURANCE AGENCY. (5) 2/3/2017 - LeCarre Condo - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start 08/02/1982 - 100 Hours Per Month During Securities Trading. (6) 8/13/2018 - May Co. - Investment Related - Home Based & Lake Charles, La. - Real Estate Rental - Start Date: 02/03/1997 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09
Designations
Other Names
  • Thomas S Maggio

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