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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
12 Avis Drive, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life Insurance Co. | Albany | NY | 09/1983 | 11/2016 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 11/2016 |
| Lpl Financial, Llc | Schenectady | NY | 11/2016 | Present |
1. 11/23/2016 - NATIONAL PLANNING GROUP INC./ NON-VARIABLE INSURANCE/ 10%/ SCHENECTADY, NY 2. 11/23/2016 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 2%/ 1896 HEXAM RD, SCHENECTADY, NY 12309; 2499 NOTT ST E, SCHENECTADY, NY 12309 3. 11/23/2016 - WKK, INC/ REAL ESTATE RENTAL/ 10%/ 153 BARRETT STREET, SCHENECTADY, NY 12305; 155 ELMER AVE SCHENECTADY, NY 12308; 1335/43 PODVILLE RD, PODVILLE, NY 13332. 4. 12/20/2016 - National Planning Group Inc. - Investment Related - At Reported Business Location(s) - Started 09/01/1988 - 30 Hours Per Month/20 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-26 |
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