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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
TN RA APPROVED 2004-01-06
  • TX RA
    APPROVED
    Since 2021-01-04
  • TN RA
    APPROVED
    Since 2004-01-06

Branch Locations

5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Memphis TN 10/1982 Present
** Dr Approval Of 3/30/83 With Bd-10409 Memphis TN 05/1983 Present
  • 10/1982 → Present
    Mml Investors Services, Inc.
    Memphis, TN
  • 05/1983 → Present
    ** Dr Approval Of 3/30/83 With Bd-10409
    Memphis, TN
Other Businesses

(1) NAME: KNOWLTON BENEFIT CONSULTANTS INC. INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES/OWNERSHIP/AGENT START: 1972 NO/HRS: 10 NO/HRS DUR TRADING: 10 (2) NAME: MILTON L. KNOWLTON INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, LONG TERM CARE, & FIXED ANNUITES POSITION: SALES/AGENT START: 04/16/1960 NO/HRS: 20 NO/HRS DUR TRADING: 20 (3) NAME: EMPLOYEE BENEFIT PLANS, INC. INV REL: Y ADD: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: HEALTH, GROUP LIFE, GROUP HEALTH, GROUP DISABILITY & VOLUNTARY EMPLOYEE BENEFITS POSITION: SALES. OWNERSHIP START DATE: 01/02/2008 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 30 (4) NAME: TRUSTEE OF VARIOUS FAMILY AND PERSONAL TRUSTS INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: INVESTMENT OF TRUST ASSETS IN FAMILY TRUSTS POSITION: TRUSTEE AND CO-TRUSTEE START: 1997 NO/HRS: 2 NO/HRS DUR TRADING: 0. (5) NAME: MEMPHIANS CARE INV REL: Y ADDR: MEMPHIANS CARE 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: MANAGE BANK ACCOUNTS FOR MEMPHIANS CARE WHICH COLLECTS FOOD FOR THE METROPOLITAN INTER-FAITH ASSOCIATION POSITION: TREASURER START: 2015 NO/HRS: 1 NO/HRS DUR TRADING: 1. (6) NAME: MILTON L. KNOWLTON INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: RECEIVE REFERRAL FEES FROM ENGINEERING FIRM PREFORMING COST SEGREGATION SERVICES FOR COMMERICAL REAL ESTATE POSITION: REFFERAL SOURCE START: 05/21/2019 NO/HRS: 5 NO/HRS DUR TRADING: 5. (7) NAME: KNOWLTON BENEFIT CONSULTANTS, INC. INV REL: Y ADD: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: LIFE SETTELMENTS POSITION: PRODUCER/AGENT START DATE: 07/01/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: TO ASSIST CLIENTS WHO HAVE ILLNESSES THAT SHORTEN THEIR LIFE EXPECTANCY WITH THE SALE OF A LIFE INSURANCE POLICY WHICH WOULD OTHERWISE LAPSE WITH NO BENEFIT AND THAT THE CLIENT CANNOT AFFORD TO PAY THE PREMIUMS OR IF TERM INSURANCE CANNOT AFFORD TO CONVERT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-01-21
  • S63 Uniform Securities Agent State Law Examination
    1983-01-21
Designations

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