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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-04 |
| TN | RA | APPROVED | 2004-01-06 |
Branch Locations
5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Memphis | TN | 10/1982 | Present |
| ** Dr Approval Of 3/30/83 With Bd-10409 | Memphis | TN | 05/1983 | Present |
(1) NAME: KNOWLTON BENEFIT CONSULTANTS INC. INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES/OWNERSHIP/AGENT START: 1972 NO/HRS: 10 NO/HRS DUR TRADING: 10 (2) NAME: MILTON L. KNOWLTON INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, LONG TERM CARE, & FIXED ANNUITES POSITION: SALES/AGENT START: 04/16/1960 NO/HRS: 20 NO/HRS DUR TRADING: 20 (3) NAME: EMPLOYEE BENEFIT PLANS, INC. INV REL: Y ADD: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: HEALTH, GROUP LIFE, GROUP HEALTH, GROUP DISABILITY & VOLUNTARY EMPLOYEE BENEFITS POSITION: SALES. OWNERSHIP START DATE: 01/02/2008 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 30 (4) NAME: TRUSTEE OF VARIOUS FAMILY AND PERSONAL TRUSTS INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: INVESTMENT OF TRUST ASSETS IN FAMILY TRUSTS POSITION: TRUSTEE AND CO-TRUSTEE START: 1997 NO/HRS: 2 NO/HRS DUR TRADING: 0. (5) NAME: MEMPHIANS CARE INV REL: Y ADDR: MEMPHIANS CARE 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: MANAGE BANK ACCOUNTS FOR MEMPHIANS CARE WHICH COLLECTS FOOD FOR THE METROPOLITAN INTER-FAITH ASSOCIATION POSITION: TREASURER START: 2015 NO/HRS: 1 NO/HRS DUR TRADING: 1. (6) NAME: MILTON L. KNOWLTON INV REL: Y ADDR: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: RECEIVE REFERRAL FEES FROM ENGINEERING FIRM PREFORMING COST SEGREGATION SERVICES FOR COMMERICAL REAL ESTATE POSITION: REFFERAL SOURCE START: 05/21/2019 NO/HRS: 5 NO/HRS DUR TRADING: 5. (7) NAME: KNOWLTON BENEFIT CONSULTANTS, INC. INV REL: Y ADD: 5100 POPLAR AVENUE SUITE 2350 MEMPHIS TN 38137 NATURE: LIFE SETTELMENTS POSITION: PRODUCER/AGENT START DATE: 07/01/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: TO ASSIST CLIENTS WHO HAVE ILLNESSES THAT SHORTEN THEIR LIFE EXPECTANCY WITH THE SALE OF A LIFE INSURANCE POLICY WHICH WOULD OTHERWISE LAPSE WITH NO BENEFIT AND THAT THE CLIENT CANNOT AFFORD TO PAY THE PREMIUMS OR IF TERM INSURANCE CANNOT AFFORD TO CONVERT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-01-21 |
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