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Stephanie Torosian

Wells Fargo Clearing Services, LLC

Denver, CO

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-12
UT RA APPROVED 2025-08-06
CO RA APPROVED 2022-07-26
  • TX RA
    APPROVED_RES
    Since 2025-08-12
  • UT RA
    APPROVED
    Since 2025-08-06
  • CO RA
    APPROVED
    Since 2022-07-26

Branch Locations

1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bruderman Brothers, Llc Suffern NY 07/2015 10/2019
Bruderman Asset Management, Llc Suffern NY 07/2015 10/2019
Douglas C. Lane & Associates New York NY 11/2019 06/2022
Wells Fargo Bank Denver CO 06/2022 Present
Wells Fargo Clearing Services Denver CO 06/2022 Present
  • 07/2015 → 10/2019
    Bruderman Brothers, Llc
    Suffern, NY
  • 07/2015 → 10/2019
    Bruderman Asset Management, Llc
    Suffern, NY
  • 11/2019 → 06/2022
    Douglas C. Lane & Associates
    New York, NY
  • 06/2022 → Present
    Wells Fargo Bank
    Denver, CO
  • 06/2022 → Present
    Wells Fargo Clearing Services
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-10-29
S65 Uniform Investment Adviser Law Examination 2017-07-31
  • S63 Uniform Securities Agent State Law Examination
    2022-10-29
  • S65 Uniform Investment Adviser Law Examination
    2017-07-31
Other Names
  • Stephanie Shen
  • Stephanie Torosian (Shen)
  • Stephanie Shen Torosian
  • Stephanie S Torosian

View on SEC IAPD

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