Best Investors
Account
Sign in
Best Investors
Account
Sign in
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-04-21 |
| TX | RA | APPROVED_RES | 2023-04-17 |
| CA | RA | APPROVED | 2017-05-19 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
350 S. Hope Avenue Suite A-200, Santa Barbara, CA 93105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tkg Financial, Llc (Name Change Only) | Santa Barbara | CA | 05/2015 | 05/2017 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 05/2017 | Present |
| Kovack Advisors, Inc | Fort Lauderdale | FL | 05/2017 | Present |
1) DBA: TKG FINANCIAL, LLC - 350 S. HOPE AVENUE, SUITE A-200, SANTA BARBARA, CA 93105; BUSINESS, STOCKS, BONDS, MUTUAL FUNDS, AND AI'S; INVESTMENT ADVISOR; PARTNER; OVERSEEING THE OPERATIONS OF THE PARTNERSHIP; 98% OF TIME SPENT 2) THE KELT INC - 1459 VINCENTI PLACE, SANTA BARBARA, CA 93108; REAL ESTATE AND INVESTMENTS FOR FAMILY; OWNER/OPERATOR; <1% OF TIME SPENT 3) KELT OSBORNE & CO - SANTA BARBARA, CA 93108; NON-INVESTMENT RELATED; PROPERTY MANAGEMENT IN ORCUTT, CA; <1% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-01-06 |
Reach out to this advisor