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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-02-11 |
| MD | RA | APPROVED | 2020-02-03 |
| WY | RA | APPROVED | 2017-07-25 |
| AZ | RA | APPROVED | 2007-04-03 |
| TX | RA | APPROVED | 2003-03-18 |
| CO | RA | APPROVED | 2001-01-19 |
Branch Locations
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
Littleton, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Greenwood Village | CO | 11/2008 | Present |
| Park Avenue Securities Llc | Greenwood Village | CO | 11/2008 | Present |
| Guardian Life Insurance Company | Littleton | CO | 06/2024 | Present |
| Park Avenue Securities | Littleton | CO | 06/2024 | Present |
1. Other insurance products, Start: 05/10/2012, Address: 6455 So. Yosemite Suite 300, Greenwood Village, CO 80111, 2 total hours/month; 2 during securities trading, Investment related, Less than 10% Annual compensation, 2. Steel-Velvet Inv. Inc/Real estate broker, Start: 05/15/1985, Address: 5232 S. Holland Str; Littleton, CO 80123, 2 total hours/month; 2 during security trading hours, Investment related, Less than 10% Annual Compensation, 3. Colorado Uplift Board of Directors, Start: 05/15/2015, Address: 400 West 48th Suite 250 Denver, CO 80216, 1-2 total hours/month, 1-2 hours during securities trading, Not investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-26 |
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