Robert Kenworth Keith

Current Employers

Employment History

• 06/2015 → Present
  Laguna Capital Management, Inc.
  Santa Barbara, CA
• 01/2001 → 12/2017
  Keith Limited Family Partnership
  Santa Barbara, CA
• 12/2015 → 08/2023
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-09-08 → 2015-12-14
  Lpl Financial Llc
  Santa Barbara, CA
• 2003-07-17 → 2009-10-13
  Associated Planners Investment Advisory Inc
  Santa Barbara, CA
• 2003-07-17 → 2009-09-08
  Associated Securities Corp.
  Santa Barbara, CA
  Santa Barbara, CA
• 1998-03-27 → 2003-04-14
  Prudential Equity Group, Llc
  Santa Barbara, CA

Other Businesses

1. Laguna Capital Management, Inc. Investment Related, Address: 1225 Coast Village Road, Suite # G, Santa Barbara, CA 93108, RIA, Position: Principal, Start Date: 09/2015, 2 hours devoted a month, Duties: Financial planning offered on a hourly-fee basis. 2. Pneuma Partners LLC; not investment related; N/A; a passive special purpose investment vehicle created to hold restricted shares; member; trust member; LLC started November 2019; 0.5 hrs/month; 0 hours during trading hours; minimal responsibilities - gives Oak Creek Holdings company a call monthly

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-19

Other Names

• R. Kenworth Keith