Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
Branch Locations
3478 Buskirk Ave Suite 270, Pleasant Hill, CA 94523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.FIXED INSURANCE AGENT 2.NOTARY PUBLIC, 221 BUBBLING BROOK WAY PITTSBURG CA 99565 3.RETIREMENT LIFE-STYLE COACHING, SAME AS OFFICE ADDRESS, OWNER, 10-15HR/WK, FEES 4. NAME OF OTHER BUSINESS: RETIREMENT WEALTH AND TAX ADVISORS (RWTA) ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2007 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 15 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; 5. NAME OF OTHER BUSINESS: JOYCE HOWELL, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: ESTATE PLANNING DOCUMENTS, START DATE: 01/2001, POSITION/TITLE/RELATIONSHIP: ESTATE PLAN CONSULTANT, APX NUMBER OF HOURS PER WEEK: 6, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: GATHERS DATA FOR ESTATE PLAN DOCUMENTS THEN FORWARDED TO AN ATTORNEY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-31 |
Reach out to this advisor