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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-28
  • CA RA
    APPROVED
    Since 2024-03-28

Branch Locations

2300 Contra Costa Blvd Suite 600, Pleasant Hill, CA 94523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc San Francisco CA 10/2023 01/2024
Massmutual Life Insurance Company Pleasant Hill CA 09/2023 Present
Lenox Advisors Pleasant Hill CA 09/2023 Present
Unemployed Danville CA 01/2023 09/2023
Property Sciences Group, Inc Pleasant Hill CA 08/2021 12/2022
University Of California, Riverside Riverside CA 09/2019 07/2021
Kohl's Corporation San Bernardino CA 06/2020 12/2020
Sherwin Williams Santa Barbara CA 10/2018 08/2019
Santa Barbara City College Santa Barbara CA 08/2018 07/2019
Diablo Valley College Pleasant Hill CA 08/2016 07/2018
The Growler Danville CA 07/2017 07/2018
Lindquist Llp San Ramon CA 03/2017 07/2018
Cutco / Vector Marketing Walnut Creek CA 10/2016 07/2018
Ny Life Securities Llc New York NY 06/2023 06/2023
Mml Investors Services, Llc Pleasant Hill CA 03/2024 Present
  • 10/2023 → 01/2024
    San Francisco, CA
  • 09/2023 → Present
    Massmutual Life Insurance Company
    Pleasant Hill, CA
  • 09/2023 → Present
    Lenox Advisors
    Pleasant Hill, CA
  • 01/2023 → 09/2023
    Unemployed
    Danville, CA
  • 08/2021 → 12/2022
    Property Sciences Group, Inc
    Pleasant Hill, CA
  • 09/2019 → 07/2021
    University Of California, Riverside
    Riverside, CA
  • 06/2020 → 12/2020
    Kohl's Corporation
    San Bernardino, CA
  • 10/2018 → 08/2019
    Sherwin Williams
    Santa Barbara, CA
  • 08/2018 → 07/2019
    Santa Barbara City College
    Santa Barbara, CA
  • 08/2016 → 07/2018
    Diablo Valley College
    Pleasant Hill, CA
  • 07/2017 → 07/2018
    The Growler
    Danville, CA
  • 03/2017 → 07/2018
    Lindquist Llp
    San Ramon, CA
  • 10/2016 → 07/2018
    Cutco / Vector Marketing
    Walnut Creek, CA
  • 06/2023 → 06/2023
    Ny Life Securities Llc
    New York, NY
  • 03/2024 → Present
    Pleasant Hill, CA
Other Businesses

NAME: Andrew Thiermann/Lenox Advisors, Inc. INV REL: Y, ADD: 2300 Contra Costa Blvd, Suite 600, Pleasant Hill, CA 94523 NATURE: Outside insurance Sales POSITION: Insurance Broker, START DATE: 09/18/2023, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: Life, Disability, Long-term care, Fixed Annuities, Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
  • S66 Uniform Combined State Law Examination
    2024-03-22
Other Names
  • Andrew J Thiermann
  • Aj Thiermann
  • Andrew Thiermann
  • Andrew Joseph Thiermann

View on SEC IAPD

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