Daniel Alan Garfin

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Pleasant Hill, CA
• 08/2005 → Present
  Kestra Investment Services, Llc
  Pleasant Hill, CA

Previous Registrations

• 2005-07-08 → 2005-09-09
  Brecek & Young Advisors, Inc.
  Albany, CA

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Daniel Alan Garfin Investment Related: No Address: 933 Talbot Avenue Albany CA 94706 Nature of Business: Real Estate Position, Title or Relationship: Property owner and landlord Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Administration is handled by a property manager. Business Name: NFPCA INSURANCE SERVICES INC POSITION: Employee NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 07/06/2005 ADDRESS: 2300 Contra Costa Blvd., Suite 600, Pleasant Hill CA 94523 DESCRIPTION: Sales & support of corporate benefits and retirement plans

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-21
• S63 Uniform Securities Agent State Law Examination
  2003-09-15

Designations