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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
CA RA APPROVED 2012-05-31
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • CA RA
    APPROVED
    Since 2012-05-31

Branch Locations

2300 Contra Costa Blvd Suite 600, Pleasant Hill, CA 94523 • United States

Brentwood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Pleasant Hill CA 03/2012 Present
Mml Investors Services Pleasant Hill CA 05/2012 Present
  • 03/2012 → Present
    Mass Mutual Life Insurance Company
    Pleasant Hill, CA
  • 05/2012 → Present
    Mml Investors Services
    Pleasant Hill, CA
Previous Registrations
  • 2011-07-08 → 2012-05-08
    Signator Investors, Inc.
    Lafayette, CA
    Concord, CA
Other Businesses

1) NAME: LENOX ADVISORS INV REL: Y ADD: 2300 COSTA BLVD SUITE 600, PLEASANT HILL, CA 94523 NATURE: INSURANCE SALES POSITION: AGENT START DATE:4/30/2012 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: SALES OF LIFE, HEALTH, LTC, & DISABILITY INSURANCE. 2) NAME: RAYMOND KEITH ADAIR JR. INV REL: N ADD: 23 MINARET RD OAKLEY, CA94561 NATURE: MAGIC AND STAGE HYPNOSIS PERFORMANCE POSITION: OWNER AND PERFORMER START DATE: 4/30/12NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-09
S63 Uniform Securities Agent State Law Examination 2005-05-03
  • S65 Uniform Investment Adviser Law Examination
    2011-04-09
  • S63 Uniform Securities Agent State Law Examination
    2005-05-03

View on SEC IAPD

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