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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-14 |
| TX | RA | APPROVED | 2021-01-11 |
| CA | RA | APPROVED | 2020-12-22 |
Branch Locations
2300 Contra Costa Blvd Suite 600, Pleasant Hill, CA 94523 • United States
One North Franklin Street Suite 3330, Chicago, IL 60606 • United States
444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Los Angeles | CA | 08/2013 | 06/2020 |
| Equitable Advisors, Llc | Los Angeles | CA | 06/2013 | 12/2020 |
| Mass Mutual Life Insurance Company | Los Angeles | CA | 12/2020 | Present |
| Mml Investors Services, Llc | Los Angeles | CA | 12/2020 | Present |
| Lenox Advisors, Inc. | Los Angeles | CA | 12/2020 | Present |
1) NAME: IRVIN HU / LENOX ADVISORS, INC. INV REL: Y ADD: 444 S. FLOWER ST., STE. 4200, LOS ANGELES, CA 90071 NATURE: OUTSIDE INSURANCE SALES - LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH INSURANCE POSITION: VICE PRESIDENT START DATE: 12/18/2020 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: OUTSIDE INSURANCE SALES 2) NAME: M2 IRVIN CORP. INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: FOR PASSING THROUGH COMPENSATION POSITION: VICE PRESIDENT START DATE: 08/07/2026 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: ENTITY ESTABLISHED TO RECEIVED COMMISSIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-18 |
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