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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-08 |
| CA | RA | APPROVED | 2002-10-07 |
Branch Locations
2300 Contra Costa Blvd Suite 600, Pleasant Hill, CA 94523 • United States
Mill Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Pleasant Hill | CA | 08/1996 | Present |
| Mml Investors Services, Inc. | Pleasant Hill | CA | 01/2001 | Present |
| Lenox Advisors, Inc. | Pleasant Hill | CA | 01/2002 | Present |
NAME: LENOX ADVISORS INV REL: Y ADD: 2300 CONTRA COSTA BLVD SUITE 600, PLEASANT HILL, CA 94523 NATURE: OUTSIDE INSURANCE; INDIVIDUAL AND GROUP LIFE, INDIVIDUAL AND GROUP HEALTHPOSITION: AGENT START DATE: 1996 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-08-12 |
| S65 | Uniform Investment Adviser Law Examination | 2002-07-12 |
| S66 | Uniform Combined State Law Examination | 2002-03-25 |
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