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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-09-28 |
Branch Locations
200 Abington Executive Park, Clarks Summit, PA 18411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Clarks Summit | PA | 08/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Clarks Summit | PA | 09/2016 | Present |
| Hjfs Wolfe Llc | Clarks Summit | PA | 07/2016 | Present |
(1)Name of Business: HJFS WOLFE LLC Address: 200 Abington Executive Pk, Clarks Summit, PA, 18411, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer Investment Related: No Start Date: 07/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Paying bills
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-12-30 |
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