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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Parker, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Denver Tech-Englewood | CO | 03/2008 | Present |
| City National Bank | Denver Tech-Englewood | CO | 06/2021 | 01/2023 |
1) THE FOUNDATION FOR CALABRIAN ARCHAEOLOGY; ADDRESS: 1036 MARCO LN LEXINGTON, KY 40509; BUSINESS DESCRIPTION: ARCHAEOLOGICAL ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 01/01/1994; CAPACITY: BOARD OF DIRECTORS; DUTIES: SERVING ON THE BOARD, PLAN DIG SEASON; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 2) NAME OF ENTITY: Archaeological Institute of America ADDRESS: 44 Beacon Street, Boston, MA 02108 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trade Association START DATE: 08/27/14 CAPACITY: General Trustee on the Board / Treasurer DUTIES: Aids in oversight of policies, programs and procedures for the organization with meetings quarterly to review finances other agenda items. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: The Denver Society of The Archaeological Institute of America ADDRESS: 303 S. Broadway Suite B-517, Denver, Colorado 80209 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Not For Profit START DATE: Jul 15, 2013 CAPACITY: Board of Directors DUTIES: No duties, honorary member. HOURS DEVOTED PER MONTH: 0-4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0-4
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-23 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-13 |
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