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Anton L. Janik, Sr.

Trident Wealth Management, LLC

Scottsdale, AZ

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Current Employers
Trident Wealth Management, Llc

9777 N. 91St Street Suite C-103, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2007-02-14
  • AZ RA
    APPROVED
    Since 2007-02-14

Branch Locations

9777 N. 91St Street Suite C-103, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trident Wealth Management, Llc Scottsdale AZ 08/2006 Present
Previous Registrations
  • 1996-11-04 → 2006-08-29
    Foothills Asset Management Ltd
    Tempe, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-29
S63 Uniform Securities Agent State Law Examination 1989-09-25
  • S65 Uniform Investment Adviser Law Examination
    1996-10-29
  • S63 Uniform Securities Agent State Law Examination
    1989-09-25
Other Names
  • Tony Janik
  • Anton Leo Janik

View on SEC IAPD

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