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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | St. Louis | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
CO-OWNER FOR CONCEPT, LLC. *386865 - Trust; Investment related - Yes; Trustee (proprietor, partner, officer, director, employee, trustee, agent); Dec 2019; During business hours: 3; After business hours: 0. *386866 - Trust; Investment related - Yes; Trustee (proprietor, partner, officer, director, employee, trustee, agent); Dec 2019; During business hours: 3; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-13 |
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