John Dudley Houck

Employer firm

Promontory Financial Planning, LLC CRD 153666

$319M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2017
  Voya Financial Advisors
  Payson, UT
• 10/2017 → Present
  Promontory Financial Planning
  Farmington, UT

Previous Registrations

• 2012-05-02 → 2017-10-12
  Voya Financial Advisors, Inc.
  Midvale, UT
  Elk Ridge, UT
  Tempe, AZ
• 2006-12-11 → 2012-04-17
  Voya Financial Advisors, Inc.
  Midvale, UT
  Elkridge, UT
• 2003-12-19 → 2006-10-13
  Partnervest Advisory Services Llc
  Lancaster, CA
  Santa Barbara, CA
  Santa Barbara, CA
  Orem, UT
• 2003-02-25 → 2003-12-19
  Locust Street Securities, Inc.
  Lancaster, CA

Other Businesses

1)INDEPENDENT INSURANCE AGENT,YES,136 WEST COVE DRIVE, ELK RIDGE, UT 84651,FIXED INSURANCE SALES,INDEPENDENT INSURANCE AGENT,09/25/2006,160,160,SALES AND SERVICE OF FIXED INSURANCE PRODUCTS 2)TOWN SQUARE APARTMENTS,NO,1070 S. OREM BLVD #82 OREM, UT 84050,RESIDENTIAL REAL ESTATE,OWNER,01/01/2006,10,10,OWNER OF PROPERTY. 3)KELLEY SERVICES,NO,154 WEST 1230 NORTH PROVO, UT 84604,SUBSTITUTE TEACHING,TEACHER,01/07/2013,15,15,TEACHING MATH, ENGLISH, HISTORY, SCIENCE CLASSES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-09-01

Designations

• Chartered Financial Consultant