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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-01 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
5793 Widewaters Parkway Suite 105, Dewitt, NY 13214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | East Syracuse | NY | 05/1993 | 06/2017 |
| Park Avenue Securities Llc | East Syracuse | NY | 05/1999 | 06/2017 |
| Guardian Life Insurance | Syracuse | NY | 06/2017 | 07/2017 |
| Park Avenue Securities | Syracuse | NY | 06/2017 | 07/2017 |
| Cadaret, Grant & Co., Inc. | Dewitt | NY | 07/2017 | 11/2024 |
| Kovack Securities, Inc. | Fort Laudedale | FL | 11/2024 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 11/2024 | Present |
1) DBA - EVERGREEN FINANCIAL GROUP, INC. - 5793 WIDEWATERS PARKWAY, SUITE 105, DEWITT, NY 13214; INVESTMENT RELATED; START DATE 12/11/2013; FINANCIAL ADVISORY PRACTICE, INSURANCE, FIXED INVESTMENTS; PRESIDENT/FINANCIAL ADVISOR; 85% OF TIME SPENT. 2) FIXED INSURANCE SALES - 5793 WIDEWATERS PARKWAY, SUITE 105, DEWITT, NY 13214; INVESTMENT RELATED; LIFE, LTC, DISABILITY AND FIXED ANNUITIES; FINANCIAL ADVISOR; 5% OF TIME SPENT. 3) LONGHOUSE COUNCIL, SCOUTS BSA - 2803 BREWERTON ROAD; SYRACUSE, NY 13211; NON-INVESTMENT RELATED; SCOUTING/YOUTH PROGRAM FOR LOCAL COMMUNITY; TREASURER; 5% OF TIME SPENT. 4) IMMACULATE CONCEPTION PARISH - 400 SALT SPRINGS STREET, FAYETTEVILEE, NY 13066; NON-INVESTMENT RELATED; CATHOLIC CHURCH WHERE REP SERVES ON THE FINACIAL COMMITTEE; FINANCE COMMITTEE & HOPE APPEAL; TRUSTEE; 3 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-08 |
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