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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-01
  • NY RA
    APPROVED
    Since 2024-11-01

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

5793 Widewaters Parkway Suite 105, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company East Syracuse NY 05/1993 06/2017
Park Avenue Securities Llc East Syracuse NY 05/1999 06/2017
Guardian Life Insurance Syracuse NY 06/2017 07/2017
Park Avenue Securities Syracuse NY 06/2017 07/2017
Cadaret, Grant & Co., Inc. Dewitt NY 07/2017 11/2024
Kovack Securities, Inc. Fort Laudedale FL 11/2024 Present
Kovack Advisors, Inc. Fort Lauderdale FL 11/2024 Present
  • 05/1993 → 06/2017
    Guardian Life Insurance Company
    East Syracuse, NY
  • 05/1999 → 06/2017
    Park Avenue Securities Llc
    East Syracuse, NY
  • 06/2017 → 07/2017
    Guardian Life Insurance
    Syracuse, NY
  • 06/2017 → 07/2017
    Park Avenue Securities
    Syracuse, NY
  • 07/2017 → 11/2024
    Cadaret, Grant & Co., Inc.
    Dewitt, NY
  • 11/2024 → Present
    Kovack Securities, Inc.
    Fort Laudedale, FL
  • 11/2024 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2021-05-04 → 2024-11-04
    Cadaret, Grant & Co., Inc.
    Dewitt, NY
    Syracuse, NY
Other Businesses

1) DBA - EVERGREEN FINANCIAL GROUP, INC. - 5793 WIDEWATERS PARKWAY, SUITE 105, DEWITT, NY 13214; INVESTMENT RELATED; START DATE 12/11/2013; FINANCIAL ADVISORY PRACTICE, INSURANCE, FIXED INVESTMENTS; PRESIDENT/FINANCIAL ADVISOR; 85% OF TIME SPENT. 2) FIXED INSURANCE SALES - 5793 WIDEWATERS PARKWAY, SUITE 105, DEWITT, NY 13214; INVESTMENT RELATED; LIFE, LTC, DISABILITY AND FIXED ANNUITIES; FINANCIAL ADVISOR; 5% OF TIME SPENT. 3) LONGHOUSE COUNCIL, SCOUTS BSA - 2803 BREWERTON ROAD; SYRACUSE, NY 13211; NON-INVESTMENT RELATED; SCOUTING/YOUTH PROGRAM FOR LOCAL COMMUNITY; TREASURER; 5% OF TIME SPENT. 4) IMMACULATE CONCEPTION PARISH - 400 SALT SPRINGS STREET, FAYETTEVILEE, NY 13066; NON-INVESTMENT RELATED; CATHOLIC CHURCH WHERE REP SERVES ON THE FINACIAL COMMITTEE; FINANCE COMMITTEE & HOPE APPEAL; TRUSTEE; 3 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-08
  • S63 Uniform Securities Agent State Law Examination
    1994-03-08
Designations
  • Chartered Financial Consultant
Other Names
  • Milton Arthur Hill

View on SEC IAPD

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