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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-24
CA RA APPROVED 2024-02-02
  • TX RA
    APPROVED
    Since 2024-04-24
  • CA RA
    APPROVED
    Since 2024-02-02

Branch Locations

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

1210 West Avenue J Suite 300, Lancaster, CA 93534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timothy Hayes Financial Lancaster CA 04/1975 Present
Crown Capital Securities, Lp Orange CA 08/1999 02/2024
Independent Financial Group, Llc Lancaster CA 02/2024 Present
  • 04/1975 → Present
    Timothy Hayes Financial
    Lancaster, CA
  • 08/1999 → 02/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 02/2024 → Present
    Lancaster, CA
Previous Registrations
  • 2005-10-28 → 2024-02-09
    Crown Capital Securities, L.P.
    Lancaster, CA
    Cayucos, CA
Other Businesses

(1) START DATE 1982 I DEVOTE 160 HRS/MO (8 HRS DURING TRADING)AS SOLE PROPRIETOR/OWNER OF TIMOTHY HAYES FINANCIAL. THIS IS AN INVESTMENT RELATED ACTIVITY AND IS ALSO MY DBA FOR MY SECURITIES BUSINESS. (2) START DATE 1982 I DEVOTE 2 HRS/MO (NONE DURING TRADING) AS SOLE PROPRIETOR/OWNER OF TIMOTHY HAYES FINANCIAL. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES INCLUDE FIXED ANNUITIES AND INSURANCE SALES. BUSINESS ADDRESS FOR BOTH ABOVE IS THE SAME AS THE OSJ BRANCH LOCATION. (2) TIMOTHY HAYES FINANCIAL POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/19/1982 ADDRESS: 1210 West Avenue J, Suite 300, Lancaster CA 93534, United States DESCRIPTION: Owner of Timothy Hayes Financial and Ins Services, In. Sale of Fixed Annuities and life Insurance LTC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-08-12
Designations

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