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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-24 |
| CA | RA | APPROVED | 2024-02-02 |
Branch Locations
12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES
1210 West Avenue J Suite 300, Lancaster, CA 93534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Timothy Hayes Financial | Lancaster | CA | 04/1975 | Present |
| Crown Capital Securities, Lp | Orange | CA | 08/1999 | 02/2024 |
| Independent Financial Group, Llc | Lancaster | CA | 02/2024 | Present |
(1) START DATE 1982 I DEVOTE 160 HRS/MO (8 HRS DURING TRADING)AS SOLE PROPRIETOR/OWNER OF TIMOTHY HAYES FINANCIAL. THIS IS AN INVESTMENT RELATED ACTIVITY AND IS ALSO MY DBA FOR MY SECURITIES BUSINESS. (2) START DATE 1982 I DEVOTE 2 HRS/MO (NONE DURING TRADING) AS SOLE PROPRIETOR/OWNER OF TIMOTHY HAYES FINANCIAL. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES INCLUDE FIXED ANNUITIES AND INSURANCE SALES. BUSINESS ADDRESS FOR BOTH ABOVE IS THE SAME AS THE OSJ BRANCH LOCATION. (2) TIMOTHY HAYES FINANCIAL POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/19/1982 ADDRESS: 1210 West Avenue J, Suite 300, Lancaster CA 93534, United States DESCRIPTION: Owner of Timothy Hayes Financial and Ins Services, In. Sale of Fixed Annuities and life Insurance LTC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-12 |
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