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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-12-08 |
Branch Locations
250 W Main St Ste 2530, Lexington, KY 40507 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Lexington | KY | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lexington | KY | 11/2016 | 12/2021 |
| Ameriprise Financial Services Llc | Lexington | KY | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-09 |
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