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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-23
  • MN RA
    APPROVED
    Since 2013-12-23

Branch Locations

5200 Willson Road Suite 413, Edina, MN 55424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Edina MN 01/1999 Present
Insurance-Non Variable Edina MN 11/1990 Present
Raymond James Financial Services Advisors Edina MN 01/2009 Present
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Edina, MN
  • 11/1990 → Present
    Insurance-Non Variable
    Edina, MN
  • 01/2009 → Present
    Raymond James Financial Services Advisors
    Edina, MN
Other Businesses

1) Name of Business : N/A Address: Edina, MN Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/27/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance Agent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-14
S63 Uniform Securities Agent State Law Examination 1984-04-23
  • S65 Uniform Investment Adviser Law Examination
    1994-11-14
  • S63 Uniform Securities Agent State Law Examination
    1984-04-23
Other Names
  • Jim Grotz

View on SEC IAPD

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