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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-24 |
Branch Locations
2702 Erie Avenue Suite 308, Cincinnati, OH 45208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandlapper Securities, Llc | Greenville | SC | 06/2014 | 05/2019 |
| Sandlapper Wealth Management, Llc | Cincinnati | OH | 01/2015 | 12/2020 |
| Cabot Lodge Securities Llc | New York | NY | 06/2019 | 12/2021 |
| Premium 72 Capital | Houston | TX | 01/2021 | 04/2022 |
| Dempsey Lord Smith, Llc | Rome | GA | 04/2022 | 11/2025 |
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 04/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1) Coleman Goldsmith, Investment Related, Cincinnati, OH, Long Term Care, Agent, 3/2012, 5 hours per month, 5 hours during trading hours, sell long term care insurance policies. 2) Hyde Park Wealth Advisors, LLC, Investment Related, DBA Investment Advisor, Cincinnati, OH, Investment Advisor, 10/2021, 140 hour per month, 140 hours during trading hours, investment advise, trading. 3) HYDE PARK ADVISORS, 2702 ERIE AVE, CINCINNATI OH 45208, United States, 11/21/2025, Investment Advisor Representative, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING 4) COLEMAN GOLDSMITH, 2702 ERIE AVE SUITE 308, CINCINNATI OH 45208, United States, 11/21/2025, Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 40 HR/MO TRADING 5) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, IR, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-01 |
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