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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2004-04-20
  • OH RA
    APPROVED
    Since 2004-04-20

Branch Locations

1127 E Home Road, Springfield, OH 45503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Springfield OH 01/1978 Present
Mml Investors Services, Llc Springfield OH 01/1988 Present
Massmutual Life Insurance Co Springfield OH 02/1978 Present
  • 01/1978 → Present
    Self Employed
    Springfield, OH
  • 01/1988 → Present
    Springfield, OH
  • 02/1978 → Present
    Massmutual Life Insurance Co
    Springfield, OH
Other Businesses

NAME: FOLEY BENEFITS GROUP, LLC INV REL: Y ADD: 1127 E HOME RD, SPRINGFIELD, OH 45501 NATURE: INSURANCE/QUALIFIED PLAN ADMINISTRATION POSITION: OWNER/SALES AGENT START DATE: 1998 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 30 DESCRIBE DUTIES: SALES OF ASSORTED INSURANCE LINES PLUS ANNUAL RECORD KEEPING SERVICES FOR QUALIFIED PLANS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-04
  • S63 Uniform Securities Agent State Law Examination
    1992-03-04

View on SEC IAPD

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