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Carrie L Miller

Fifth Third Securities, Inc.

Springfield, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-08-15
  • OH RA
    APPROVED
    Since 2016-08-15

Branch Locations

1830 N Bechtle Ave, Springfield, OH 45504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Tipp City OH 12/2011 Present
Fifth Third Securities Tipp City OH 01/2012 Present
  • 12/2011 → Present
    Fifth Third Bank
    Tipp City, OH
  • 01/2012 → Present
    Fifth Third Securities
    Tipp City, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-15
S63 Uniform Securities Agent State Law Examination 2012-04-05
  • S66 Uniform Combined State Law Examination
    2016-08-15
  • S63 Uniform Securities Agent State Law Examination
    2012-04-05
Other Names
  • Carrie Lyn Charron
  • Carrie Lyn Smith

View on SEC IAPD

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Other Investors

KENNETH M SPICER
NICHOLAS NOLEN BRADLEY
SHAWN FRANCIS MCCOMBS
ANTHONY MICHAEL MILLER
Kimberly Cooley
KEVIN DWAYNE MARTIN
Sarah Ann Clemans
Rachel Jayne Day

Other Offices

PRIVATE ADVISOR GROUP, LLC · SPRINGFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SPRINGFIELD, OH
PNC WEALTH MANAGEMENT LLC · SPRINGFIELD, OH
EDWARD JONES · SPRINGFIELD, OH
LPL FINANCIAL LLC · SPRINGFIELD, OH
GIANOLA FINANCIAL PLANNING, LLC · SPRINGFIELD, OH
EDWARD JONES · Springfield, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Springfield, OH

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