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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-30 |
| OH | RA | APPROVED | 2015-07-02 |
Branch Locations
2043 Bechtel Ave, Springfield, OH 45504 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Springfield | OH | 07/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2015 | Present |
1. 07/01/2015 - MCCOMBS FINANCIAL SERVICES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 160 HOURS PER MONTH, 100% TIME SPENT, 8 DURING TRADING 2. 07/31/2015 - PRIVATE ADVSOR GROUP - INV REL - REGISTERED INVESTMENT ADVISOR DBA - MCCOMBS FINANCIAL SERVICES 3. 07/31/2015 - PRIVATE ADVISOR GROUP, LLC - INV REL - 65 MADISON AVENUE, SUITE 300 MORRISTOWN, NJ 07960 - REGISTERED INVESTMENT ADVISOR HYBRID - 100% TIME SPENT - ADVISORY SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-29 |
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