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Shawn Francis Mccombs

Private Advisor Group, LLC

Springfield, OH

Morristown, NJ

CRD 2326715

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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-30
OH RA APPROVED 2015-07-02
  • TX RA
    APPROVED_RES
    Since 2015-07-30
  • OH RA
    APPROVED
    Since 2015-07-02

Branch Locations

2043 Bechtel Ave, Springfield, OH 45504 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Springfield OH 07/2015 Present
Private Advisor Group, Llc Morristown NJ 07/2015 Present
Previous Registrations
Other Businesses

1. 07/01/2015 - MCCOMBS FINANCIAL SERVICES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 160 HOURS PER MONTH, 100% TIME SPENT, 8 DURING TRADING 2. 07/31/2015 - PRIVATE ADVSOR GROUP - INV REL - REGISTERED INVESTMENT ADVISOR DBA - MCCOMBS FINANCIAL SERVICES 3. 07/31/2015 - PRIVATE ADVISOR GROUP, LLC - INV REL - 65 MADISON AVENUE, SUITE 300 MORRISTOWN, NJ 07960 - REGISTERED INVESTMENT ADVISOR HYBRID - 100% TIME SPENT - ADVISORY SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-08
S63 Uniform Securities Agent State Law Examination 1993-04-29
  • S65 Uniform Investment Adviser Law Examination
    2001-05-08
  • S63 Uniform Securities Agent State Law Examination
    1993-04-29

View on SEC IAPD

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