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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-25 |
| OH | RA | APPROVED | 2005-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Springfield | OH | 12/2004 | Present |
VACATION RENTAL PROPERTY - NOT INVESTMENT RELATED - 311 HIWASEE VIEW DR - JACKSBORO, TN 37757 - RENTAL PROPERTY - OWNER - 2 HRS/MO - WILL NOT INTERFERE WITH DUTIES AT FIRM - REPAIRS, MAINTENANCE & IMPROVEMENTS -------------------------------------------------------------------------------- The Weekend Effect - Dayton, OH - musical band - musician - 15 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-15 |
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