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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-01-17
OH RA APPROVED 2010-08-09
  • IN RA
    APPROVED
    Since 2013-01-17
  • OH RA
    APPROVED
    Since 2010-08-09

Branch Locations

4100 Far Hills Avenue, Kettering, OH 45429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 08/2010 Present
  • 08/2010 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2010-03-08 → 2010-06-01
    Bellbrook, OH
    Centerville, OH
  • 2008-01-03 → 2010-01-05
    Cuso Financial Services, L.P.
    San Diego, CA
    Kettering, OH
  • 2007-06-26 → 2008-01-07
    Dayton, OH
    Dayton, OH
  • 2007-03-08 → 2007-05-21
    Natcity Investments, Inc.
    Centerville, OH
    Kettering, OH
    Dayton, OH
    Cleveland, OH
    Miamisburg, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-20
S63 Uniform Securities Agent State Law Examination 1996-12-04
  • S65 Uniform Investment Adviser Law Examination
    2006-12-20
  • S63 Uniform Securities Agent State Law Examination
    1996-12-04

View on SEC IAPD

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