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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-10
  • OH RA
    APPROVED
    Since 2022-01-10

Branch Locations

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Galena, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edgerton Financial Co. Galena OH 01/1987 Present
Securities Service Network, Inc. Knoxville TN 09/2009 09/2020
Securities America, Inc. Galena OH 09/2020 01/2022
Securities America Advisors, Inc. Galena OH 09/2020 01/2022
The Edgerton Agency, Inc. Galena OH 03/1978 Present
  • 01/1987 → Present
    Edgerton Financial Co.
    Galena, OH
  • 09/2009 → 09/2020
    Securities Service Network, Inc.
    Knoxville, TN
  • 09/2020 → 01/2022
    Securities America, Inc.
    Galena, OH
  • 09/2020 → 01/2022
    Securities America Advisors, Inc.
    Galena, OH
  • 03/1978 → Present
    The Edgerton Agency, Inc.
    Galena, OH
Previous Registrations
  • 2020-09-18 → 2022-01-14
    Securities America Advisors, Inc.
    Galena, OH
  • 2011-02-07 → 2020-09-18
    Ssn Advisory, Inc.
    Galena, OH
  • 2009-07-16 → 2009-09-02
    Mutual Service Corporation
    Galena, OH
  • 2000-01-01 → 2007-12-31
    Edgerton Financial Company, Inc.
    Galena, OH
    Galena, OH
Other Businesses

1.) EDGERTON FINANCIAL COMPANY, INC. - PRESIDENT/CEO - DBA NAME FOR MARKETING PURPOSES ONLY - GALENA, OH - 11/1988 - INVESTMENT RELATED 2.) THE EDGERTON AGENCY, INC. - PRESIDENT/CEO/AGENT - NON-VARIABLE INSURANCE - GALENA, OH - SINCE 03/1978 - INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-08-28
  • S63 Uniform Securities Agent State Law Examination
    1985-08-28
Designations
Other Names
  • D G Edgerton

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