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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2010-08-02 |
| PA | RA | APPROVED | 2010-06-16 |
| TX | RA | APPROVED_RES | 1988-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allentown | PA | 07/1963 | Present |
| Bank Of America, N.A. | Allentown | PA | 11/2011 | Present |
I*134990 For profit or not for profit: For-Profit Organization Name of outside business organization: AED3 LLC Investment related: Y Address of business: Bryn Mawr, Pennsylvania 19010 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 10/28/2020 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Person estate planning I*134502 For profit or not for profit: Non-Profit Organization Name of outside business organization: Good Shepherd Hospital Investment related: Y Address of business: allentown, Pennsylvania 18103 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/2/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 5 Duties: To be on fund raising committee for new building
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-12 |
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