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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| FL | RA | APPROVED | 2018-01-19 |
| TX | RA | APPROVED_RES | 2012-10-03 |
| CT | RA | APPROVED | 2007-06-04 |
Branch Locations
6245 Sheridan Dr, Williamsville, NY 14221 • United States
Palm Beach Gardens, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 02/2007 | Present |
| Bank Of America,N.A. | Williamsville | NY | 06/2011 | Present |
I*59134 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WNED FOUNDATION INVESTMENT COMMITTEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: BUFFALO, NEW YORK 14202 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 12/5/2012 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: MEMBER OF FOUNDATION INVESTMENT COMMITTEE I*114311 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WNED FOUNDATION BOARD INVESTMENT RELATED: N ADDRESS OF BUSINESS: BUFFALO, NEW YORK 14202 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 01/01/2018 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12 DUTIES: ATTEND BOARD MEETINGS--APPARENTLY THEY PUT ALL INVESTMENT COMMITTEE MEMBERS ON THEIR FOUNDATION BOARD I*2036334, Entity Type Fiduciary , Name of OBA: JRD Revocable Trust Address: Williamsville, New York, 14221 Investment Related: Yes Position, Title, Association: Co-Trustee Employee Start Date: 16-Jul-2024 No Hours:1 weekly No Hours during trading: 1 weekly Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-17 |
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